Compliance Officer

Website Hillman Saunders

Do you have experience in Compliance in the Lloyd's Market?

Do you have experience in Compliance in the Lloyd’s Market?

Are you looking for a new challenge with a Leading Lloyd’s Broker?

Then we have the role for you!

A fantastic opportunity has arisen with a leading Lloyd’s Broking House, as a Compliance Assistant.

Acting as a conduit between the Compliance team and all Broking divisions of the business, you will be assisting the Risk and Compliance Manager in providing a robust in house compliance programme that assists the wider business to achieve organised conformity and standardisation of the Compliance, Conduct and Regulatory framework(s).

This role will suit an individual with a strong understanding of:

Compliance monitoring plans
Audit frameworks
Building governance reports
Lloyd’s regulatory requirements.
Strong working knowledge of the FCA Handbook, particularly CASS and TCF.

Naturally you will have a strong eye for detail as this role will be heavily involved in analysis specifically GAP analysis and research, of existing or new compliance and conduct policies, procedures and controls.

Experience of working within Insurance is essential for this role ideally within a Broking House.

Ideally you will be Degree Educated (or equivalent), as well as working towards a CII or compliance qualification.

To be considered for this role you will need to have great rapport building and communication skills as this role will involve working with internal stakeholders and colleagues.

Hillman Saunders is a market leader within recruitment within the London and Lloyd’s Insurance Market with an established client portfolio of leading Lloyd’s Syndicates, Brokers, Composite Insurers and Software Houses. We are expecting a high volume of applications and therefore if you do not meet the minimum requirements as set out above then unfortunately your application will not be considered further.


By |2018-11-15T11:16:06+00:00April 13th, 2018|Comments Off on Compliance Officer

About the Author:

Matthew specialises in recruitment for Professional Office Support including Human Resources, Accountancy, Operations and Compliance, Risk and Audit across the insurance sector.