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Compliance Officer - LONDON

Job Ref: FA8783RC Posted: 09-06-2008
Job Location: London - The City Job Type: Permanent Full - Time
Job Salary: £40000 per annum
Job Category:
  • Compliance & Training

  • Description
    Opportunity to join UK operation of global financial services provider in a varied hands on compliance monitoring and adviser role. Reporting to the Business Compliance Manager, you will take responsibility for implementing and managing the company's compliance monitoring programme, assess and communicate the impact of regulatory developments on processes and procedures, and contribute to the development of the compliance plan. You will also be assisting in the design and delivery of training, and approving marketing campaigns and financial promotions. You must be a compliance professional with good knowledge and practical experience of FSA regulations. FPC qualification or similar would be an advantage




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